Brokerage Operations Consulting

What is it?

Our Brokerage Operations Consulting provides broker dealers access to Kingland Systems staff that have years of practical experience developing and implementing back, middle, and front office systems.

How does it work?

Over the years the Kingland team has led the creation of three different broker dealers and supported the operations of many more, including firms of all sizes.  Our teams of business and technical experts are versed at producing.  

• Evaluations of business processes and technological environments
• Assessments of current application architecture and function
• Recommendations for SEC and FINRA compliance programs
• Project plans and requirements specifications
• Research to support your business case and/or vendor evaluation and selection