Independence & Service Approvals

Automates independence checks and service approvals across clients, engagements, and related entities in a firm or global network.

The Independence & Service Approvals Solution

The Independence and Service Approvals solution helps your firm evaluate independence checks and approve new services in a consistent, defensible, and scalable way. The solution centralizes independence checks, new and continuing service requests, and routes for required approvals in a single dynamic workflow, using integrated related entity data to ensure decisions are based on a complete and accurate view of the new client's relationships. By automating question delivery and applying firm-defined rules, your teams are guided through the right considerations at the right time to support meeting your firm’s regulatory obligations without slowing the speed of business.

Proven and scalable for rapidly growing networks, the solution monitors risk as independence information is collected. Dynamic routing ensures higher-risk requests receive appropriate review, while lower-risk services move forward through an auto-approval path. This enables your firm to confidently approve services, reduce manual effort, and maintain ongoing independence oversight as your client base and service offerings expand.

Independence & Service Approval Solution

Prevent Violations

Prevents violations by identifying prohibited relationships before services begin or change.

Increase Consistency

Increases consistency through rule-based evaluations aligned to firm and regulatory standards.

Support Scalability

Supports scalability by handling high volumes of checks that leverage data without increasing manual effort.

Kingland Cloud & AI Platform

The Kingland Cloud & AI Platform and accompanying enterprise software accelerators represent our technology strategy in action, powering innovation and delivery of Kingland Solutions to the markets and professionals we serve.

AWS Cloud & DevSecOps

Kingland software solutions optimize the tooling provided by AWS and build tailored on-ramps to the cloud for your business, putting your data and its insights safely to work... everywhere.

Relying on the cloud's resiliency, performance, and security ensures that your curated cloud components function as predicted, scale to your future needs, and are cost-effective.

AI Ecosystem

Kingland delivers AI through a secure and resilient execution framework, leveraging multiple foundation models with version control to ensure precision, scalability, and reliability. Built-in cost management and confidence scoring enable transparent governance, human-in-the-loop oversight, and measurable value across every applied AI use case.

Together, these capabilities ensure organizations can deploy AI responsibly while optimizing for performance and cost.

Data Repositories

Kingland’s data repository technology consolidates and normalizes data into a single, trusted source for risk and regulatory decision-making. It is designed to continuously curate, enrich, and service your business processes to ensure accuracy, consistency, and auditability across the firm. This centralized intelligence enables faster insights, stronger governance, and scalable support for evolving regulatory and business needs.

Independence & Service Approvals

The Independence & Service Approvals Solution

Value for your Firm.

Prevent Violations

Increase Consistency

Support Scalability

Kingland Cloud & AI Platform

Latest Thought Leadership

The Firm of Tomorrow

A Growing Firm's Guide to Navigating Regulatory Change

Solving for Acceptance & Continuance

Driving Continuous Quality Improvement

Weighing the ROI of Enterprise Independence and Risk Management Systems

Buy vs DIY - Risk and Regulatory System Analysis

Start your Business Process Transformation with Kingland.