Personal Independence

Centralizes collection and validation of professionals' financial interests against the firm's restricted list. Orchestrates independence compliance confirmations, inspections & testing, and pre-clearance requests.

Create the optimal financial interest tracking user experience with automated broker data import, spousal access, and the Personal Independence mobile app.

The Personal Independence Suite of Solutions

Kingland has optimized its Personal Independence solutions over decades to enhance the risk and independence processes firms have around financial interest tracking.

At its core, Personal Independence automates the disclosure process with direct integration to hundreds of broker dealers, enabling new holdings information to be checked against your restricted list within 24 hours of professionals making trades.

Personal Independence Confirmations enables your firm to design and automate delivery of required compliance confirmations at the frequencies you need for partners, directors, managers, and staff.

Inspections & Testing enables your firm to undergo thorough and secure review of selected professionals' independence, leveraging their history of holdings data to streamline.

Financial Statement Processing leverages Kingland Cloud & AI platform to read broker statements and extract holdings information automatically, compounding efficiency for all professionals who are required to disclose.

Broker Data Import

Broker Data Integration is perfect for firms that have a system for financial interest disclosure already and need to significantly increase the efficiency of the process. Kingland handles the integrations to the brokerages of your choice, and supplies formatted data each business day to feed your current system.

Confirmations

Meet your firm's regulatory obligations to complete independence compliance confirmations for all professionals. Define unique confirmation questionnaires for each role in your organization. Automatically deliver questionnaires to new hires and to current professionals on a frequency of your choice. Review confirmations for independence violations and keep a record of all confirmations for regulatory inspection.

Inspections & Testing

The inspection process requires the most thorough review of a professional's financial interests. It only makes sense to conduct the inspection in a system that is integrated with that financial interest data. Kingland's Inspection & Testing solution enables firms to automatically ask data-driven questions based on a professional's unique situation and protect sensitive documentation that is required for review.

Financial Statement Processing

Leverage the powerful Cloud & AI platform to extract financial interest data from brokerage statements, 529 plan documents, insurance policies, and 401k statements to save your professionals' time spent during disclosure.

This solution streamlines the onboarding process for new hires and improves time-to-disclosure and accuracy for the rest of your organization.

Reduce Independence Violations

Reduces independence violations with continuous assessment of financial interests against the firm's latest restricted list.

Prevent Breaches

Prevents independence breaches with pre-clearance of financial interests, enabling professionals to act confidently.

Automate Disclosure

Automates daily financial interest disclosure with direct broker integration to hundreds of institutions.

Kingland Cloud & AI Platform

The Kingland Cloud & AI Platform and accompanying enterprise software accelerators represent our technology strategy in action, powering innovation and delivery of Kingland Solutions to the markets and professionals we serve.

AWS Cloud & DevSecOps

Kingland software solutions optimize the tooling provided by AWS and build tailored on-ramps to the cloud for your business, putting your data and its insights safely to work... everywhere.

Relying on the cloud's resiliency, performance, and security ensures that your curated cloud components function as predicted, scale to your future needs, and are cost-effective.

AI Ecosystem

Kingland delivers AI through a secure and resilient execution framework, leveraging multiple foundation models with version control to ensure precision, scalability, and reliability. Built-in cost management and confidence scoring enable transparent governance, human-in-the-loop oversight, and measurable value across every applied AI use case.

Together, these capabilities ensure organizations can deploy AI responsibly while optimizing for performance and cost.

Data Repositories

Kingland’s data repository technology consolidates and normalizes data into a single, trusted source for risk and regulatory decision-making. It is designed to continuously curate, enrich, and service your business processes to ensure accuracy, consistency, and auditability across the firm. This centralized intelligence enables faster insights, stronger governance, and scalable support for evolving regulatory and business needs.

Personal Independence

The Personal Independence Suite of Solutions

Broker Data Import

Confirmations

Inspections & Testing

Financial Statement Processing

Value for your Firm.

Reduce Independence Violations

Prevent Breaches

Automate Disclosure

Kingland Cloud & AI Platform

Latest Thought Leadership

Seamless Process Integration

The Firm of Tomorrow

A Growing Firm's Guide to Navigating Regulatory Change

Solving for Acceptance & Continuance

Driving Continuous Quality Improvement

Weighing the ROI of Enterprise Independence and Risk Management Systems

Start your Business Process Transformation with Kingland.